||| Capital Partners Securities Co., Ltd. ||| Milestones

Milestones

2010	Feb	CPS’s subsidiaries, Capital Partners Asset Management and Plaza Capital Management got merged and it was named Capital Asset Management.
2010	Jan	Joined Global Alliance Partners as the only one Japanese member.
2009	Oct	Purchased Plaza Capital Management. The Name of Humint Asset Management was changed to Capital Partners Asset Management.
	Aug	The Japan Vietnam Center was opened in Nihonbashi. Began dealing Toyota Motor Credit Corporation Multi Currency Bond.
	Jul	Purchased Humint Asset Management. Began E-Service system(Issuing the Transaction Reports by Electric Mails).
	Jun	Began dealing insurance for cancer by SECOM Insurance Co.
	Jan	Began dealing Care-Best paid in Installment, Health Total Insurance with care compensation by Aioi. Insurance Co.
2008	Oct	Received a license of agency for Aioi Insurance Co.,Ltd.
	Aug	Singapore subsidiary established
	May	・CPS Nagoya Branch Office opened ・Began offering JP Morgan Cash Liquidity Fund (JPY)
	Apr	・CPS Matsumoto Branch Office opened ・Began offering Credit Suisse Japan Leo Fund (Japan Equities 40 fund)
	Mar	Successfully advised a minor investment to Global CyberSoft, Inc., a US IT company whose main business is conducted in Vietnam (Dragon Capital Group is the major shareholder) 　 Began offering N1 Global Fund (Fund of Hedge Funds)
	Jan	Began offering Penguin Future Bond (carbon emission linked note)
2007	Dec	Began offering Credit Suisse USD Emerging Infrastructure Fund
	Oct	CPS Satellite Office opened
	Sep	CPS Fukuoka Branch Office opened
	Aug	・CPS Osaka Branch Office opened ・Began offering Precious Trust Emerging Currencies Fund (ECF Next 15)
	Jun	Began offering GLG Japan Unit Trust - GLG European Long/Short Unit Trust (GLG Pegasus Fund)
	May	First public offering of Kazakhstan Compass Fund Limited, managed by Compass Asset Management, a member of Visor Group
	Jan	Third public offering of Vietnam Dragon Fund Ltd.
2006	Dec	Significant minority Investment to International Environmental Trading Group
	Nov	Minority investment to MAC Group
	July	Joined Mergers Alliance (sole Japanese member)
	Jun	Reorganized 3 sales divisions into a single Portfolio Sales Division
	May	Second public offering of Vietnam Dragon Fund Ltd.
	Jan	Began offering Quadriga Superfund Japan
2004	Dec	Completion of allotment of newly issued shares to third parties for JPY1.58 billion
2005	Dec	First public offering of Vietnam Dragon Fund Ltd., managed by Dragon Capital Group
	Oct	Began offering ASUQ Properties Securities Investment Trust
	Jun	NY subsidiary established (Broker/Dealer license obtained)
	Apr	Launched underwriting business
2003	May	Capital Partner Holdings Co., Ltd. acquired 100% of Prudential Financial Advisors Securities Co. Ltd. from U.S. Prudential Financial Corporate name changed to Capital Partners Securities Co., Ltd.