Company Overview

Company Name Capital Partners Securities Co., Ltd.
Registration
Number
Registered with the Director of the Kanto Local Finance Bureau of the Ministry of Finance No.62
President Kunihiko Shimoda
Chairman of the Board Toyoharu Tsutsui
Headquarters
&
Tokyo Office
Shikoku Building, 1-13-7 Uchikanda, Chiyoda-ku, Tokyo 101-0047
Tel:81-3-3518-9300 Fax:81-3-5259-7331 
・Email : Click Here
・Access : Click Here
Osaka Branch
Office
River Point Kitahama Building, 1-3-14, Kitahama, Chuo-ku, Osaka 541-0041
Tel:81-6-6232-8370 Fax:81-6-4707-6677
・Email : Click Here
・Access : Click Here
Fukuoka Branch
Office
KDC Fukuoka Building, 5-5-13 Nakasu, Hakata-ku, Fukuoka 810-0801
Tel:81-92-272-0873 Fax:81-92-272-0876
・Email : Click Here
・Access : Click Here
Map
URL http://www.capital.co.jp/
Date of
Establishment
December 27, 1999
Capital JPY 1 billion
Number of
Employees
80(as of October 31, 2019)
Association ・A member of Japan Securities Dealers Association
・A member of Type II Financial Instruments Firms Association
Investor
Protection
A member of Japan Investors Protection Foundation
Auditor Audit Corporation Godai
Attorney Hashidate Law Office
Headquarters & Tokyo Office Osaka Branch Office Fukuoka Branch Office

Message from President

Kunihiko Shimoda

Japan’s financial industry is currently in a period of historical transition. Domestically, the aging society with a declining birthrate as well as digitization have been accelerated. Outside Japan, given the U.S.-China trade friction, weakening currencies of emerging countries and unstable political conditions in Europe and the Middle East, a sense of uncertainty has further heightened over the international environment. Considering that conventional and outdated business models appear on the brink of collapse, it is a prerequisite that we develop innovative business models and create a new value.

Bearing in our mind that our priority should be given to customer-oriented business, we are determined to ensure that, in this turbulent environment, we provide clients with well-thought-out products and services, staying ahead of changes in the times.

Under our three basic credos “Value Creation with Point of Difference,” “Pride of professionals” and “Happy smiles to clients’ face”, we all at Capital Partners Securities are fully committed to make every endeavor to maximize customer satisfaction.

As we move forward, your continued cooperation and steadfast support would be much appreciated.

 

Capital Partners Securities Co., Ltd.

President
  Kunihiko Shimoda

 

 

As of June 25, 2019

Corporate Executive Officers / Auditors

Title Name Profile
President Kunihiko
Shimoda
After working for Daiwa Securities, Credit Lyonnais Securities Tokyo and UFJ Partners Investment Trust, he joined Capital Partners as Deputy General Manager of Equity Department in September 2004. He became Managing Executive Officer and General Manager of Product Department in October 2015, followed by Director from June 2016 and President from Jun 2019.
Keio Univercity, Bachelor of Commerce
Chairman of the Board Toyoharu
Tsutsui
He served as Head of Tokyo office and Senior Managing Director of Credit Suisse Japan, followed by General Manager of Equity Division at Morgan Stanley Japan. Prior to Morgan Stanley, he had a successful career at Nomura Securities. He was also a board member of Japan Securities Dealers Association. He established Capital Partners Co., Ltd. in 1996, and acquired 100% of Prudential Financial Advisors Securities Co., Ltd. in Japan from U.S. Prudential Financial in May 2003. The corporate name was changed to Capital Partners Securities Co., Ltd. afterward and he became the President and CEO. He assumed the office of Chairman of Japan Vietnam Cultural Association in 2006.

Kyushu University, Bachelor of Economics
University of Pennsylvania, The Wharton School M.B.A.
Harvard Business School A.M.P
Director Ritsuro
Koza
After working for Nomura Securities and Nomura Business Service etc, he joined Capital Partners as Director and General Manager of Operations in the end of June 2019.

Meiji University, Bachelor of Commerce
Auditor Toshiyuki
Fujita
Mitsui Trust Banking Corporation, New York branch, Head of Sydney Representative Office and Director of Australia Mitsui Finance, Manager of International Finance Department, Auditor of Prudential Financial Advisers Securities, Auditor of Merrill Lynch in 2006, he joined Capital Partners as Auditor in 2019.

Keio University, Bachelor of Commerce
Auditor Tetsujiro
Hayashi
He served as Executive Managing Director of Dai-ichi Life Insurance Company, followed by President of Dai-ichi Lease Company and President of Sohgo Housing Co., Ltd. He is currently Executive Managing Director of Y’s Table Corporation. He joined Capital Partners as Auditor in June 2008.

Keio University, Bachelor of Law
Harvard Business School A.M.P

Executive Officers

Title Name Profile
Senior Managing Executive Officer Hiroshi
Nagami
Head of Portfolio Sales Division
Executive Officer Shigeru
Ishikawa
Head of Corporate Management Division
Executive Officer Kiyomitsu
Shinozaki
General Manager of Portfolio Sales Department 2 Portfolio Sales Division
Executive Officer Motoyuki
Samejima
General Manager of Controller Department Corporate Management Division
Executive Officer Masao
Okahashi
Head of Equity Department & Investment Trust Department Products Division
Executive Officer Akihiko
Takaishi
General Manager of Controller Department Corporate Management Division
October 2018 CPS and Capital Asset Management Co., Ltd. established a joint holding company (named Capital Financial Holdings, Ltd.) by way of Joint Share Transfer.
February 2016 The head office was relocated to 1-13-7 Uchikanda, Chiyoda-ku, Tokyo.
August 2014 CPS's capital was reduced to JPY 1billion.
December 2012 CPS's captal was increased to JPY 2.95 billion through a third-party allotment.
September 2012 Merchant Banking Division was moved to 3-13-11 Nihonbashi, and Securities Business Division was moved to 1-13-7 Uchikanda, Chiyoda-ku.
March 2012 Aiming to strengthen each business division, two business divisions were formed, i.e. Merchant Banking Division specialized in M&As and Securities Business Division dealing with securities brokerage businesses.
November 2011 CPS purchased additional stocks of Capital Partners Vietnam Consulting and made it a local subsidiary.
October 2010 CPS purchased the shares of Capital Partners Vietnam Consulting.
February 2010 Capital Partners Asset Management merged with and Plaza Capital Management, and the new company was named as Capital Asset Management.
January 2010 CPS joined Global Alliance Partners as the only Japanese member.
October 2009 CPS purchased Plaza Capital Management and made it its wholly owned subsidiary.
October 2009 The name of Humint Asset Management was changed to Capital Partners Asset Management.
August 2009 CPS's capital was reduced to 2.85 billion.
July 2009 CPS purchased Humint Asset Management and made it its wholly owned subsidiary.
June 2009 CPS acquired a license to be an agent for SECOM and began dealing with cancer insurance.
October 2008 CPS acquired a license to be an agent for Aioi Insurance and started to deal with comprehensive health insurance with a care protection rider called "Care-Best with lump-sum payments".
June 2008 CPS started to handle individual stocks listed in the Vietnam’s markets.
September 2007 A branch office was opened in Fukuoka.
August 2007 A branch office was opened in Osaka.
December 2004 CPS's capital was increased to JPY 4.75 billion through a third-party allotment.
November 2003 The head office was relocated to 3-2-2 Nihonbashi, Chuo-ku, Tokyo.
May 2003 Capital Partner Holdings Co., Ltd. acquired 100% shares of Prudential Financial Advisors Securities Co. Ltd. from U.S. Prudential Financial. The corporate name was changed to Capital Partners Securities Co., Ltd., and become operational under the new management.

As of October 1, 2019

Organization Chart

Click to enlarge

Credo of Capital Partners Securities

C 

Creativity 
【Value creation with Point of Difference】

We are dedicated to provide innovative financial solutions to our valued clients.

P 

Professionals 
【Pride of professionals】

We are pursuing utmost professionalism with passion and alert mind.

S 

Satisfaction 
【Happy smiles to clients' face】

We always think from clients’ perspective and strive for creating maximal satisfaction to our clients.

Registered with the Director of the Kanto Local Finance Bureau of the Ministry of Finance No.62